Regulatory Compliance Policy System

SKU: 69

Your Price $3,975.00





Here’s How Our Policy Systems Work

Young & Associates has developed the Regulatory Compliance Policy System to provide you with the major policies your financial institution might need. Our policy system is comprehensive, updated regularly, and provides guidance with every change to ease the policy revision process within your financial institution.

The Regulatory Compliance Policy System includes:

  • A comprehensive manual providing the framework for developing policies. Each policy has specific instructions on the areas that must be customized for your financial institution. They contain numerous number-coded references and guidance you should consider when supply the information needed to adapt the model policy to your financial institution’s needs.
  • All policies in are provided in Microsoft® Word via email, and following the instructions provided, you can customize the policies for your financial institution. There is no retyping and no new software program to learn.

Buy the Policy System and Save!

Young & Associates policy systems are designed to give your financial institution the policies you need at a substantial savings. By purchasing this policy system, your financial institution can save over 50% on up-to-date, well-written policies for your financial institution!

The following policies are included:

  • Management Policies
    • Compliance Management
    • Code of Conduct and Ethics Program
    • Insider and Affiliate Credit

    Deposit Policies

    • Regulation D: Reserve Requirements of Depository Institutions
    • Regulation DD: Deposit Account Terms, Disclosures, and Advertising
    • Regulation CC: Expedited Funds Availability Act (Includes Check 21)
    • Regulation E: Electronic Fund Transfer Act
    • Regulation E: International Remittance Transfers
    • Bank Secrecy and Anti-Money Laundering (Includes Customer Identification Program and Suspicious Activity Reporting)
    • Money Services Businesses
    • Marijuana/Cannabis and MRB

    Operations Policies

    • Right to Financial Privacy
    • Regulation P: Consumer Privacy
    • Dormant Accounts
    • Identity Theft Prevention
    • Regulation GG: Unlawful Internet Gambling
    • E-Sign Act

    General Lending Policies

    • Regulation Z: Suite
    • Fair Credit Reporting Act
    • Unfair Deceptive Abusive Acts or Practices
    • Fair Debt Collection Practices
    • Servicemembers Civil Relief Act
    • Military Lending Act

    Fair Lending Policies

    • Regulation B: Equal Credit Opportunity
    • Regulation C: Home Mortgage Disclosure Act Reporting
    • Regulation BB: Community Reinvestment Act (Small, Large and Strategic)
    • Fair Lending

    Real Estate Lending Policies

    • Real Estate Settlement Procedures
    • Flood Insurance
    • SAFE Act

Connect with a consultant

Contact us to learn more about our consulting services and how we can add value to your financial institution