PoliciesRegulatory Compliance Policy System

SKU: 69

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Your Price $3,975.00





Here’s How Our Policy Systems Work

Young & Associates has developed the Regulatory Compliance Policy System to provide you with the major policies your bank might need. Our policy system is comprehensive, updated regularly, and provides guidance with every change to ease the policy revision process within your bank.

The Regulatory Compliance Policy System includes:

  • A comprehensive manual providing the framework for developing policies. Each policy has specific instructions on the areas that must be customized for your bank. The instructions are number-coded to correspond to the material on computer disk.
  • All policies in hard copy and on computer disk. Using any IBM-compatible word processor, and following the instructions provided, you can customize the policies for your bank. There is no retyping and no new software program to learn.

Buy the Policy System and Save!

Young & Associates policy systems are designed to give your bank the policies you need at a substantial savings. By purchasing this policy system, your bank can save nearly 50% on up-to-date, well-written policies for your bank!

The following policies are included:

Management Policies

  • Compliance Management
  • Code of Conduct and Conflict of Interest
  • Regulation O: Insider and Affiliate Credit
  • Insurance and Annuity Sales

Deposit Policies

  • Regulation D: Reserve Requirements of Depository Institutions
  • Regulation DD: Deposit Account Terms, Disclosures, and Advertising
  • Regulation CC: Expedited Funds Availability Act (Includes Check 21)
  • Regulation E: Electronic Fund Transfer Act
  • Regulation E: International Remittance Transfers
  • Bank Secrecy and Anti-Money Laundering (Includes CIP and SAR)
  • Money Services Businesses
  • Marijuana/Cannabis and MRB

Operations Policies

  • Bank Protection Act
  • Regulation F: Correspondent Banking
  • Right to Financial Privacy
  • Suspicious Activity Reporting
  • Regulation P: Consumer Privacy
  • Safeguarding Customer Information
  • Dormant Accounts
  • Disposal of Consumer and Customer Information
  • Identity Theft Prevention
  • Regulation GG: Unlawful Internet Gambling
  • E-Sign Act

General Lending Policies

  • Regulation Z Suite:
  • Fair Credit Reporting Act
  • Unfair Deceptive or Abusive Acts and Practices
  • Fair Debt Collection Practices
  • Servicemembers Civil Relief Act
  • Military Lending Act

Fair Lending Policies

  • Regulation B: Equal Credit Opportunity
  • Regulation C: Home Mortgage Disclosure Act Reporting
  • Regulation BB: Community Reinvestment Act (Strategic, Small & Large)
  • Fair Housing Requirements
  • Fair Lending

Real Estate Lending Policies

  • Real Estate Settlement Procedures
  • Flood Insurance
  • Environmental Risk and Liability
  • Appraisals and Evaluations
  • SAFE Act

Connect with a consultant

Contact us to learn more about our consulting services and how we can add value to your financial institution