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Fall Compliance Schools
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Fall Compliance Schools

Price range: $995.00 through $1,195.00

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Every community bank faces a bewildering array of ever-changing regulations. While all banks strive for full compliance, regulatory requirements can feel overwhelming. Most institutions lack the time or resources to build elaborate compliance systems. The key challenge is obtaining the right information at the right time in a cost-effective manner. In response to this need, Y&A is pleased to offer the Fall Compliance Schools, a comprehensive compliance education program designed specifically for community banks.

The Fall Compliance Schools provide:

  • Up-to-date information on compliance issues and regulatory developments
  • Practical guidance for applying regulations in day-to-day operations
  • Training materials that serve as valuable reference resources long after the program concludes

Description

Fall Compliance Schools – Session Agendas

Session I: Operations & Deposit Compliance

September 14 • 21 • 28 / October 5 – Each session will air 2:00 – 4:30 p.m. Eastern

This training is designed to provide a thorough understanding of key operational and deposit compliance regulations that every compliance professional must know.

  • Privacy of Customer Information
  • Fair Credit Reporting Act (Operations Issues Only)
  • Customer Identification Program (CIP)
  • Bank Secrecy Act (BSA) – A general overview
  • Regulation D: Reserve Requirements (Limited Review)
  • Regulation DD: Truth in Savings Act
  • Regulation CC: Expedited Funds Availability Act
  • Regulation E: Electronic Funds Transfer Act

Live participants will receive the recording the following day. On-Demand participants will receive the recordings on October 7.

Session II: Lending Compliance

October 19 • 26 / November 2 • 9 – Each session will air 1:00 – 4:00 p.m. Eastern

This covers the major lending regulations affecting community banks and provides practical guidance for maintaining compliance throughout the lending process.

  • Regulation B & Fair Housing Act / Fair Lending
  • Regulation X: Real Estate Settlement Procedures Act (RESPA)
  • National Flood Insurance Program
  • Fair Credit Reporting Act & Regulation V
  • Privacy of Customer Information
  • Customer Identification Program (BSA)
  • Customer Due Diligence (CDD)

Live participants will receive the recording the following day. On-Demand participants will receive the recordings on December 16.

Session III: Regulation Z Basics

November 16 • 23 / December 7 • 14 – Each session will air 1:00 – 4:00 p.m. Eastern

Receive an in-depth review of closed-end lending requirements under Regulation Z, including consumer and mortgage lending disclosures and requirements.

Session overview

  • When does the regulation apply?
  • When does the regulation not apply?
  • Finance Charge Requirements

Consumer Non-Real Estate Loans (Cars, Boats, and Other Consumer Loans)

  • Required Disclosures
  • Other Compliance Requirements (Student loans will not be discussed.)

Consumer Real Estate Loans

  • Loan Estimate
  • Closing Disclosure
  • Rescission Requirements
  • Ability-to-Repay Rules
  • Qualified Mortgages
  • Higher-Priced Mortgage Loans
  • Adjustable-Rate Mortgages
  • Additional Compliance Requirements

Live participants will receive the recording the following day. On-Demand participants will receive the recordings on December 16.

Additional information

Session

Session 1 – Operations & Deposit Compliance, Session 2 – Lending Compliance, Session 3 – Regulation Z Basics
Learning Format

Live Webinar, On-Demand Recording

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