IT Audit

Our IT Audit program is designed to help financial institutions comply with the Federal Financial Institutions Examination Council’s (FFIEC) Information Technology Examination Procedures. The audit consists of a comprehensive review of the design, implementation, and effectiveness of the controls used in risk management for your financial institution. It optimizes the security of your information assets and maintains data integrity.

An IT audit for your bank or credit union provides practical, real-world recommendations tailored to fix any gaps in your control structure. Based on the specific needs of your institution, this service can be performed onsite at your facility or remotely.

The following areas are evaluated within our typical scope:

  • Information Security
  • Cyber Security
  • Information Systems Strategy
  • Vendor Management
  • Personnel Management
  • Previous Examinations
  • Policy and Procedure
  • Physical Security
  • Environmental Controls
  • Media Management
  • Business Continuity / Disaster Recovery
  • Intrusion Response
  • Core Processing Application
  • Branch Capture
  • Wire Transfer System
  • Network Infrastructure
  • Operating System
  • Virtualization
  • Malicious Code
  • Patch Management
  • Release Management
  • Capacity / Performance Management
  • Remote Access
  • Mobile Computing
  • Voice Over Internet Protocol (VOIP)
  • ATM / Debit Cards
  • Internet / Mobile Banking
  • Telephone Banking
  • Merchant Remote Deposit Capture
  • Online Account Opening
  • Website Review
  • Other Applications

Contact us to schedule an IT audit for your financial institution.